Five Ways to Help Others Avoid Securities Fraud

FINRA’s Investor Education Foundation recently posted information on its website encouraging investors to discuss securities fraud with friends, family and colleagues. The posting is entitled Five Ways to Warn Others About Fraud. The best warning given to investors was the importance of asking plenty of questions before investing and, in particular, to verify whether the salesperson is properly registered. A good starting point is to use FINRA’s BrokerCheck, which provides a summary of the qualifications and disciplinary history of registered brokers and broker-dealers.

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