Check Your Broker

Would you like to know whether your brokerage firm or stockbroker has had a history of customer complaints?

You can easily check a broker’s employment and disciplinary history online at FINRA BrokerCheck Website or call the BrokerCheck Hotline at (800) 289-9999.

The letters F-I-N-R-A stand for the Financial Industry Regulatory Authority. They are the non-governmental regulatory authority for securities firms and stockbrokers.