Investor Complaints Regarding Charles Frieda

Charles Frieda, a dully registered broker and investment advisor with Wells Fargo Advisors in Irvine, California, has one or more customer complaints alleging “unsuitable concentration in small cap energy sector securities.”[1] ALF is currently conducting an investigation into related conduct by Mr. Frieda.[2] If you have any information regarding this matter, please use the “Contact Us” link above.

Disclosures:

[1] Customer complaint information has been verified through FINRA’s BrokerCheck system.

[2] The Alcala Law Firm (“ALF”) is a California securities law firm specializing in securities arbitration, litigation and mediation. For more information about ALF, please click on the “Firm Website” link at the top of this page.